literary transcript

 

Part One

 

The Rebel

 

*

 

       What is a rebel?  A man who says no, but whose refusal does not imply a renunciation.  He is also a man who says yes, from the moment he makes his first gesture of rebellion.  A slave who has taken orders all his life suddenly decides that he cannot obey some new command.  What does he mean by saying “no”?

       He means, for example, that “this has been going on too long,” “up to this point yes, beyond it no,” “you are going too far,” or, again, “there is a limit beyond which you shall not go.”  In other words, his no affirms the existence of a borderline.  The same concept is to be found in the rebel’s feeling that the other person “is exaggerating,” that he is exerting his authority beyond a limit where he begins to infringe on the rights of others.  Thus the movement of rebellion is founded simultaneously on the categorical rejection of an intrusion that is considered intolerable and on the confused conviction of an absolute right which, in the rebel’s mind, is more precisely the impression that he “has the right to …  Rebellion cannot exist without the feeling that, somewhere and somehow, one is right.  It is in this way that the rebel slave says yes and no simultaneously.  He affirms that there are limits and also that he suspects – and wishes to preserve – the existence of certain things on this side of the borderline.  He demonstrates, with obstinacy, that there is something in him which “is worthwhile …” and which must be taken into consideration.  In a certain way, he confronts an order of things which oppresses him with the insistence on a kind of right not to be oppressed beyond the limit that he can tolerate.

       In every act of rebellion, the rebellion simultaneously experiences a feeling of revulsion at the infringement of his rights and a complete and spontaneous loyalty to certain aspects of himself.  Thus he implicitly brings into play a standard of values so far from being gratuitous that he is prepared to support it no matter what he risks.  Up to this point he has at least remained silent and has abandoned himself to the form of despair in which a condition is accepted even though it is considered unjust.  To remain silent is to give the impression that one has no opinions, that one wants nothing, and in certain cases it really amounts to wanting nothing.  Despair, like the absurd, has opinions and desires about everything in general and nothing in particular.  Silence expresses this attitude very well.  But from the moment that the rebel finds his voice – even though he says nothing but “no” – he begins to desire and to judge.  The rebel, in the etymological sense, does a complete turnabout.  He acted under the lash of his master’s whip.  Suddenly he turns and faces him.  He opposes what is preferable to what is not.  Not every value entails rebellion, but every act of rebellion tacitly invokes a value.  Or is it really a question of values?

       Awareness, no matter how confused it may be, develops from every act of rebellion: the sudden, dazzling perception that there is something in man with which he can identify himself, even if only for a moment.  Up to now this identification was never really experienced.  Before he rebelled, the slave accepted all the demands made upon him.  Very often he even took orders, without reacting against them, which were far more conducive to insurrection than the one at which he balks.  He accepted them patiently, though he may have protested inwardly, but in that he remained silent he was more concerned with his own immediate interests than as yet aware of his own rights.  But with loss of patience – with impatience - a reaction begins which can extend to everything that he previously accepted, and which is almost always retroactive.  The very moment the slave refuses to obey the humiliating orders of his master, he simultaneously rejects the condition of slavery.  The act of rebellion carries him far beyond the point he had reached by simply refusing.  He exceeds the bounds that he fixed for his antagonist, and now demands to be treated as an equal.  What was at first the man’s obstinate resistance now becomes the whole man, who is identified with and summed up in this resistance.  The part of himself that he wanted to be respected he proceeds to place above everything else and proclaims it preferable to everything, even to life itself.  It becomes for him the supreme good.  Having up to now been willing to compromise, the slave suddenly adopts (“because this is how it must be …”) an attitude of All or Nothing.  With rebellion, awareness is born.

       But we can see that the knowledge gained is, at the same time, of an “all” that is still rather obscure and of a “nothing” that proclaims the possibility of sacrificing the rebel to this “All”.  The rebel himself wants to be “all” – to identify himself completely with this good of which he has suddenly become aware and by which he wants to be personally recognized and acknowledged – or “nothing”; in other words, to be completely destroyed by the force that dominates him.  As a last resort, he is willing to accept the final defeat, which is death, rather than be deprived of the personal sacrament that he would call, for example, freedom.  Better to die on one’s feet than to live on one’s knees.

       Values, according to good authorities, “most often represent a transition from fats to rights, from what is desired to what is desirable (usually through the intermediary of what is generally considered desirable). [Lalande: Vocabulaire philosophique.]  The transition from facts to rights is manifest, as we have seen, in rebellion.  So is the transition from “this must be” to “this is how I should like things to be,” and even more so, perhaps, the idea of the sublimation of the individual in a henceforth universal good.  The sudden appearance of the concept of “All or Nothing” demonstrates that rebellion, contrary to current opinion, and though it springs from everything that is most strictly individualistic in man, questions the very idea of the individual.  If the individual, in fact, accepts death and happens to die as a consequence of his act of rebellion, he demonstrates by doing so that he is willing to sacrifice himself for the sake of a common good which he considers more important than his own destiny.  If he prefers the risk of death to the negation of the rights that he defends, it is because he considers these rights more important than himself.  Therefore he is acting in the name of certain values which are still indeterminate but which he feels are common to himself and to all men.  We see that the affirmation implicit in every act of rebellion is extended to something that transcends the individual insofar as it withdraws him from his supposed solitude and provides him with a reason to act.  But it is already worth noting that this concept of values as pre-existent to any kind of action contradicts the purely historical philosophies, in which values are acquired (if they are ever acquired) after the action has been completed.  Analysis of rebellion least at least to the suspicion that, contrary to the postulates of contemporary thought, a human nature does exist, as the Greeks believed.  Why rebel if there is nothing permanent in oneself worth preserving?  It is for the sake of everyone in the world that the slave asserts himself when he comes to the conclusion that a command has infringed on something in him which does not belong to him alone, but which is common ground where all men – even the man who insults and oppresses him – have a natural community. [The community of victims is the same as that which unites victim and executioner.  But the executioner does not know this.]

       Two observations will support this argument.  First, we can see that an act of rebellion is not, essentially, an egoistic act.  Of course, it can have egoistic motives.  But one can rebel equally well against lies as against oppression.  Moreover, the rebel – once he has accepted the motives and at the moment of his greatest impetus – preserves nothing in that he risks everything.  He demands respect for himself, of course, but only insofar as he identifies himself with a natural community.

       Then we note that rebellion does not arise only, and necessarily, among the oppressed, but that it can also be caused by the mere spectacle of oppression of which someone else is the victim.  In such cases there is a feeling of identification with another individual.  And it must be pointed out that this is not a question of psychological identification – a mere subterfuge by which the individual imagines that it is himself who has been offended.  On the contrary, it can often happen that we cannot bear to see offences done to others which we ourselves have accepted without rebelling.  The suicides of the Russian terrorists in Siberia as a protest against their comrades’ being whipped is a case in point.  Not is it a question of the feeling of a community of interests.  Injustices done to men whom we consider enemies can, actually, be profoundly repugnant to us.  There is only identification of one’s destiny what that of others and a choice of sides.  Therefore the individual is not, in himself alone, the embodiment of the values he wishes to defend.  It needs all humanity, at least, to comprise them.  When he rebels, a man identifies himself with other men and so surpasses himself, and from this point of view human solidarity is metaphysical.  But for the moment we are only talking of the kind of solidarity that is born in chains.

 

       It would be possible for us to define the positive aspects of the values implicit in every act of rebellion by comparing them with a completely negative concept like that of resentment as defined by Scheler.  Rebellion is, in fact, much more than pursuit of a claim, in the strongest sense of the word.  Resentment is very well defined by Scheler as an autointoxication – the evil secretion, in a sealed vessel, of prolonged impotence.  Rebellion, on the contrary, breaks the seal and allows the whole being to come into play.  It liberates stagnant waters and turns them into a raging torrent.  Scheler himself emphasizes the passive aspect of resentment and remarks on the prominent place it occupies in the psychology of women who are dedicated to desire and possession.  The fountainhead of rebellion, on the contrary, is the principle of superabundant activity and energy.  Scheler is also right in saying that resentment is always highly coloured by envy.  But one envies what one does not have, while the rebel’s aim is to defend what he is.  He does not merely claim some good that he does not possess or of which he was deprived.  His aim is to claim recognition for something which he has and which has already been recognized by him, in almost every case, as more important than anything of which he could be envious.  Rebellion is not realistic.  According to Scheler, resentment always turns into either unscrupulous ambition or bitterness, depending on whether it is implanted in a strong person or a weak one.  But in both cases it is a question of wanting to be something other than what one is.  Resentment is always resentment against oneself.  The rebel, on the contrary, from his very first step, refuses to allow anyone to touch what he is.  He is fighting for the integrity of one part of his being.  He does not try, primarily, to conquer, but simply to impose.

       Finally, it would seem that resentment takes delight, in advance, in the pain that it would like the object of its envy to feel.  Nietzsche and Scheler are right in seeing an excellent example of this in the passage where Tertullian informs his readers that one of the greatest sources of happiness among the blessed will be the spectacle of the Roman emperors consumed in the fires of hell.  This kind of happiness is also experienced by the decent people who go to watch executions.  The rebel, on the contrary, limits himself, as a matter of principle, to refusing to be humiliated without asking that others should be.  He will even accept pain provided his integrity is respected.

       It is therefore hard to understand why Scheler completely identifies the spirit of rebellion with resentment.  His criticism of the resentment to be found in humanitarianism (which he treats as the non-Christian form of love for mankind) could perhaps be applied to certain indeterminate forms of humanitarian idealism, or to the techniques of terror.  But it rings false in relation to man’s rebellion against his condition – the movement that enlists the individual in the defence of a dignity common to all men.  Scheler wants to demonstrate that humanitarian feelings are always accompanied by a hatred of the world.  Humanity is loved in general in order to avoid having to love anybody in particular.  This is correct, in some cases, and it is easier to understand Scheler when we realize that for him humanitarianism is represented by Bentham and Rousseau.  But man’s love for man can be born of other things than a mathematical calculation of the resultant rewards or a theoretical confidence in human nature.  In face of the utilitarians, and of Émile’s preceptor, there is, for example, the kind of logic, embodied by Dostoievsky in Ivan Karamazov, which progresses from an act of rebellion to metaphysical insurrection.  Scheler is aware of this and sums up the concept in the following manner: “There is not enough love in the world to squander it on anything but human beings.”  Even if this proposition were true, the appalling despair that it implies would merit anything but contempt.  In fact, it misunderstands the tortured character of Karamazov’s rebellion.  Ivan’s drama, on the contrary, arises from the fact that there is too much love without an object.  This love finding no outlet and God being denied, it is then decided to lavish it on human beings as a generous act of complicity.

       Nevertheless, in the act of rebellion as we have envisaged it up to now, an abstract ideal is not chosen through lack of feeling and in pursuit of a sterile demand.  We insist that the part of man which cannot be reduced to mere ideas should be taken into consideration – the passionate side of his nature that serves no other purpose than to be part of the act of living.  Does this imply that no rebellion is motivated by resentment?  No, and we know it only too well in this age of malice.  But we must consider the idea of rebellion in its widest sense on pain of betraying it; and in its widest sense rebellion goes far beyond resentment.  When Heathcliff, in Wuthering Heights, says that he puts his love above God and would willingly go to hell in order to be reunited with the woman he loves, he is prompted not only by youth and humiliation, but by the consuming experience of a whole lifetime.  The same emotion causes Eckhart, in a surprising fit of heresy, to say that he prefers hell with Jesus to heaven without Him.  This is the very essence of love.  Contrary to Scheler, it would therefore be impossible to overemphasize the passionate affirmation that underlies the act of rebellion and distinguishes it from resentment.  Rebellion, though apparently negative, since it creates nothing, is profoundly positive in that it reveals the part of man which must always be defended.

      

       But, to sum up, are not rebellion and the values that it implies relative?  Reasons for rebellion do seem to change, in fact, with periods and civilizations.  It is obvious that a Hindu pariah, an Inca warrior, a primitive native of central Africa, and a member of one of the first Christian communities had not at all the same ideas about rebellion.  We could even assert, with considerable assurance that the idea of rebellion has no meaning in these particular cases.  However, a Greek slave, a serf, a condottiere of the Renaissance, a Parisian bourgeois during the Regency, a Russina intellectual at the beginning of the twentieth century, and a contemporary worker would undoubtedly agree that rebellion is legitimate, even if they differed about the reasons for it.  In other words, the problem of rebellion seems to assume a precise meaning only within the confines of Western thought.  It is possible to be even more explicit by remarking, like Scheler, that the spirit of rebellion finds few means of expression in societies where inequalities are very great (the Hindu caste system) or, again, in those where there is absolute equality (certain primitive societies).  The spirit of rebellion can exist only in a society where a theoretical equality conceals great factual inequalities.  The problem of rebellion, therefore, has no meaning except within our own Western society.  One might be tempted to affirm that it is relative to the development of individualism if the preceding remarks had not put us on our guard against this conclusion.

       On the basis of the evidence, the only conclusion that can be drawn from Scheler’s remark is that, thanks to the theory of political freedom, there is, in the very heart of our society, an increasing awareness in man of the idea of man and, thanks to the application of this theory of freedom, a corresponding dissatisfaction.  Actual freedom has not increased in proportion to man’s awareness of it.  We can only deduce from this observation that rebellion is the act of an educated man who is aware of his own rights.  But there is nothing which justifies us in saying that it is only a question of individual rights.  Because of the sense of solidarity we have already pointed out, it would rather seem that what is at stake is humanity’s gradually increasing self-awareness as it pursues its course.  In fact, for the Inca and the pariah the problem never arises, because for them it had been solved by a tradition, even before they had had time to raise it – the answer being that tradition is sacred.  If in a world where things are held sacred the problem of rebellion does not arise, it is because no real problems are to be found in such a world, all the answers having been given simultaneously.  Metaphysics is replaced by myth.  There are no more questions, only eternal answers and commentaries, which may be metaphysical.  But before man accepts the sacred world and in order that he should be able to accept it – or before he escapes from it – there is always a period of soul-searching and rebellion.  The rebel is a man who is on the point of accepting or rejecting the sacred and determined on laying claim to a human situation in which all the answers are human – in other words, formulated in reasonable terms.  From this moment every question, every word, is an act of rebellion while in the sacred world every word is an act of grace.  It would be possible to demonstrate in this manner that only two possible worlds can exist for the human mind: the sacred (or, to speak in Christian terms, the world of grace [There is, of course, an act of metaphysical rebellion at the beginning of Christianity, but the resurrection of Christ and the annunciation of the kingdom of heaven interpreted as a promise of eternal life are the answers that render it futile.]) and the world of rebellion.  The disappearance of one is equivalent to the appearance of the other, despite the fact that this appearance can take place in disconcerting forms.  There again we rediscover the All or Nothing.  The present interest of the problem of rebellion only springs from the fact that nowadays whole societies have wanted to discard the sacred.  We live in an unsacrosanct moment in history.  Insurrection is certainly not the sum total of human experience.  But history today, with all its storm and strife, compels us to say that rebellion is one of the essential dimensions of man.  It is our historic reality.  Unless we choose to ignore reality, we must find our values in it.  Is it possible to find a rule of conduct outside the realm of religion and its absolute values?  That is the question raised by the rebellion.

 

       We have already noted the confused values that are called into play by incipient rebellion.  Now we must inquire if these values are to be found again in contemporary forms of rebellious thought and action, and if they are, we must specify their content.  But, before going any farther, let us note that the basis of these values is rebellion itself.  Man’s solidarity is founded upon rebellion, and rebellion, in its turn, can only find its justification in this solidarity.  We have, then, the right to say that any rebellion which claims the right to deny or destroy this solidarity loses simultaneously its right to be called rebellion and becomes in reality an acquiescence in murder.  In the same way, this solidarity, except insofar as religion is concerned, comes to life only on the level of rebellion.  And so the real drama of revolutionary thought is announced.  In order to exist, man must rebel, but rebellion must respect the limit it discovers in itself – a limit where minds meet and, in meeting, begin to exist.  Rebellious thought, therefore, cannot dispense with memory: it is a perpetual state of tension.  In studying its actions and its results, we shall have to say, each time, whether it remains faithful to its first noble promise or if, through indolence or folly, it forgets its original purpose and plunges into a mire of tyranny or servitude.

       Meanwhile, we can sum up the initial progress that the spirit of rebellion provokes in a mind that is originally imbued with the absurdity and apparent sterility of the world.  In absurdist experience, suffering is individual.  But from the moment when a movement of rebellion begins, suffering is seen as a collective experience.  Therefore the first progressive step for a mind overwhelmed by the strangeness of things is to realize that this feeling of strangeness is shared with all men and that human reality, in its entirety, suffers from the distance which separates it from the rest of the universe.  The malady experienced by a single man becomes a mass plague.  In our daily trials rebellion plays the same role as does the “cogito” in the realm of thought: it is the first piece of evidence.  But this evidence lures the individual from his solitude.  It founds its first value on the whole human race.  I rebel – therefore we exist.