HISTORICAL
ANALOGIES
Strictly speaking,
there is no 'eternal recurrence' in history, nothing corresponding to a
repetition of previous developments in identical terms. History continues to develop in response to
evolutionary pressures; it doesn't remain static in a predetermined mould. Yet we can contend that, although history doesn't
exactly repeat itself, a pattern nonetheless accrues to it which reflects the
influence of previous tendencies, suggesting not so much a cyclic development
as a continuation and expansion of cyclical tendencies in extended form. Analogies with past civilizations do of
course present themselves. But they can
never be anything more than approximations tentatively held in the name of
order and clarity. We cannot treat them
as manifestations or proofs of an 'eternal recurrence'. We must allow for the gradual unfolding of
historical development in its changing guises, from the pre-dualistic to the
post-dualistic via the dualistic, which is to say, from pagan to transcendental
via Christian. To ascribe pre-dualistic
criteria to dualistic civilization, for example, would be to overlook the
reality of evolutionary change. Humanism
will inevitably give rise to a different pattern of development, a development
reflecting not pre-dualistic but dualistic influence.
Let us take a closer look at this point. It has been tempting for twentieth-century
historical thinkers to adduce analogies between pagan civilization and their
own Christian civilization in its expiring twilight, and thus to contend, for
example, that Britain is the modern equivalent of ancient Greece and America,
by contrast, the modern equivalent of ancient Rome. This analogy, suggesting a cyclical
development, was put forward by Malcolm Muggeridge, no mean student of
Spengler, who had earlier adduced a similar analogy suggesting not Britain but
Germany as the new Rome, so to speak.
Another similar analogy was drawn by Simone Weil which, whilst ascribing
Grecian attributes to Britain, left one in no doubt that France had behaved in
the manner of ancient Rome during the Napoleonic period.
Thus whilst all three thinkers agreed on the resemblance of Britain to ancient Greece, each of them differed
on their assessment of which country deserved the analogy with Rome. Muggeridge suggested America, Spengler ...
Germany, and Weil ... France. As I see it, none of them was correct. For each of them made the mistake of taking
the hypothesis of cyclical development too seriously, and therefore of
ascribing pre-dualistic criteria to dualistic civilization. In other words, the successive rather than
simultaneous nature of classical civilization was imposed by them upon the
simultaneous, i.e. dualistic, nature of Western civilization, and false
analogies were thereby inferred. Greece
led to Rome in the former case, but, strictly speaking, Britain did not lead to France or Germany to America in the latter
case. On the contrary, Britain existed in vigorous
competition with France for centuries, and was
accordingly her simultaneous partner in dualism, rather than her pre-dualistic
predecessor.
However, if analogies are to be drawn between ancient and modern
on the basis of successive developments, then I would reverse the analogy
relating Britain to Greece, as put forward by all
three of the aforementioned philosophers of history, and instead contend that France was the modern
equivalent of Greece and Britain, by contrast, the
modern equivalent of Rome. I do this on the assumption that France has been traditionally
more aesthetically minded and culture conscious than Britain and thereby resembles
ancient Greece, whereas Britain has traditionally
upheld militaristic, industrial, scientific, and engineering qualities
reminiscent of ancient Rome. The French have shown a greater commitment to
the arts and humanities; the British, by contrast, a greater commitment to the
more prosaic concerns of colonial expansion and military conquest. The British Empire was, of course,
somewhat larger than its French counterpart, just as the Roman Empire stretched way beyond
the boundaries of the Greek one. And
just as the Romans took over various attributes of Greek religion from the
Greeks and transformed them into a specifically Roman religion, so the British
took from Catholicism what they required and transformed it into Protestantism,
thereby distinguishing themselves from the Catholic French.
Generalizations are, of course, always suspect. But if analogies between the ancient and the
modern have to be drawn, then a generalization which ascribes Greek
characteristics to the French and Roman characteristics to the British would
seem of more applicability than one taking the opposite viewpoint, in the
manner of Simone Weil. After all, France has led Britain in the arts for some
considerable period of time now, making it impossible for an unbiased
investigator to contend that a genuine equality of aesthetic production exists
or, indeed, has ever existed between the two countries. The British are certainly capable of high
artistic achievement, but they haven't dedicated themselves to the cause of art
with the same fervour and aptitude as the Catholic French. Rather, it has been a secondary and
subsidiary activity with them, as indeed with the Romans, who were far more interested
in extending their empire and creating new marvels of engineering, such as the
aqueduct. The British, like the Romans
before them, gave primary importance to the acquirement and security of their
empire, often achieving this objective at the expense of the French, who, as in
Canada and India, were crushingly
defeated.
If a classic/romantic dichotomy can be inferred from the
respective attitudes and approaches to life of the two peoples, the British
down-to-earth, sober, ruthlessly efficient; the French inspirational,
optimistic, gallant, then the former certainly deserve the appellation
'classic', in contrast to the colourful romanticism of the latter. They are classically prosaic rather than
romantically poetic, puritanical rather than licentious, moderate rather than
extreme, materialistic rather than spiritualistic, extrovert rather than
introvert, and so on. Their puritanism
finds its religious outlet in Protestantism, their moderation in parliamentary democracy,
their materialism in science and industry, and their extroversion in sport and
ceremony. In war they have shown greater
determination, discipline, and tactical shrewdness than the French, acquiring a
reputation for military success second-to-none.
Their regiments of well-drilled, closely-packed infantry could be said
to have resembled the Roman legions in formation, and more than once proved
capable of aspiring to similar conquests.
With relatively small armies of superior tactical strength they were
generally able to defeat the larger, though less disciplined, forces of their
adversaries, and so extend their influence throughout the world. And wherever they went they invariably built
imposing monuments to their conquest, bringing imperial civilization to the
defeated in a manner once more resembling ancient Rome.
Thus if we are to adopt a generalization relating the growth
and conservation of the British Empire to that of the Roman one, we have no
alternative but to regard the British as the modern equivalent of the ancient
Romans, their imperialism, however, being of a dualistic rather than a
pre-dualistic order. If they were less
ruthless, on the whole, than the Romans in dealing with subject peoples, it was
largely on account of the fact that they reflected Christian criteria, being
inheritors of a humanism undreamt of in pagan times. But they were sufficiently ruthless, all the
same, to extend their empire far beyond the boundaries of the Roman one, and to
hold it down with a firm hand! Very few
rebellions against them proved successful while they were at the height of
their imperial power. Only with the
twentieth century did rebellion on the part of subject peoples lead to
significant results, and then largely because the British were otherwise
preoccupied with stronger external enemies, like Germany, and couldn't retain
global control. The decline of the British Empire in the twentieth
century marks the decline of dualistic imperialism and the simultaneous
extension of dualistic civilization.
For, in coming under British influence, the subject peoples necessarily
acquired access to a higher order of civilization, and so were obliged to
abandon pre-dualistic criteria in the interests of evolutionary progress. This is especially true of black Africa and most of southern Asia.
Yet the British weren't simply conquerors and governors of
subject peoples but colonists and explorers as well, so that new nations were
created which, like Canada, Australia, and New Zealand, became extensions of England overseas. The loss of the American colonies was more
than compensated for by the gain of other colonies and the subsequent
transplantation of Britons - and Irish - to remote parts of the globe - a
transplantation ensuring the extension and continuity of the British
way-of-life. Even colonial North America, though lost to Britain in the War of Independence, served the
expansionist cause of dualistic civilization, becoming, in due course, the
world's most powerful nation and chief defender of the civilization it
inherited. Had the British retained
their American colonies, it is altogether doubtful that America would now be as
powerful. However, colonization doesn't
differ markedly from other manifestations of imperialistic expansion, and we
may say of countries such as Australia, Canada, New Zealand, etc., that they,
too, were originally conquered regions which subsequently acquired the names by
which we now know them and became predominantly white nations in the dualistic
civilization. Where, on the other hand,
the indigenous people were more numerous or advanced, the possibilities for
colonial expansion were necessarily restricted, so that the British were
obliged to remain governors of a subject people, rather than creators of a
completely new extension of their own country.
This was the case, for example, with Ireland and India, which retained
their traditional culture in the face of imperial occupation and remained, in
many respects, what they had been before the British came - that is to say,
Catholic and Hindu nations respectively.
However, between the extremes of what one might call colonial
expansion and government through conquest, one finds the development which
marks a combination of these in areas of the world, like black Africa, where a
compromise was forced upon the British in consequence not so much of an
already-established civilization, as in India, but of sheer weight of
numbers. The natives could not be
significantly disposed of, after the fashion that the Anglo-American settlers
in North America had disposed of the Red Indians or the British settlers in
Australia of the aborigines, but had to be conquered and transformed into
workers of one kind or another, in accordance with the environmental and social
dictates of the situation. The African
regions annexed by the British were not destined to be transformed into
predominantly white countries, like Australia, but neither were they
simply to be governed in the face of their own religions and culture. They were to be transformed into Christian
nations and given such names as South Africa, Rhodesia, Nigeria, and South-West
Africa, which they would be obliged to retain until rebellion against the
governing whites enforced a return or, rather, progression to African names, as
in Zimbabwe's case.
Having slightly deviated from my original thesis, I must now
return to it and draw some further conclusions relating to Britain's imperial
status. Clearly, there is no other
Western country better qualified to incite an analogy with ancient Rome than modern Britain, since no other country
has achieved anything like the same success in regard to colonial or
semi-colonial expansion, not even France. For, pitted against Britain, she generally came
off worse, as in Canada and India. She was obliged to take second place. Yet it hadn't always been so! During the seventeenth and eighteenth
centuries, in particular, England had felt itself very
much the inferior nation. One might say
that while Britain was only potentially the modern equivalent of ancient Rome
it remained under the shadow of the modern equivalent of ancient Greece, since
France was not only geographically the larger nation but had a population at
least twice as great and even three times as great during the Napoleonic
period, when it was at its imperial height.
England was no real match for
this France under the
circumstances.
However, the transformation of England into Great Britain with
the Unions of Scotland, Wales, and, finally, Ireland (the latter of which
established the United Kingdom of Great Britain and Ireland in 1801), marked
the rise of the modern equivalent of ancient Rome and the decline of its Greek
counterpart, so that, by the end of the nineteenth century, Great Britain was
decidedly the stronger of the two nations, able to assert itself over France to
an extent it could never have dreamt of doing while France was in the
ascendancy as an imperial power. The
defeat of Napoleon at Waterloo marked the
turning-point in the two country's respective fortunes. Thereafter France would have to rest
content with a secondary imperial status.
Its ambitions to become the new Rome had been thwarted,
never to arise again. The imperial
initiative passed across the channel to Great Britain.
Having applied our historical analogy on a more-or-less
successive basis to France and Britain respectively, it is
now time for us to consider the implications for simultaneity which dualism
must inevitably presuppose. For, in
reality, the dualistic phase of evolution differs from the pre-dualistic, or
pagan, phase in allowing two nations to share power simultaneously rather than
successively, as in the ancient world.
Instead of Rome following-on behind Greece as the leading pagan
power, the Christian civilization shows us the simultaneous juxtaposition of
the modern equivalent of each, with Britain unable to destroy
France and France unable to defeat Britain. Admittedly there is, as we have argued, a
development from France to Great Britain in imperial status, so
that the latter becomes the more powerful.
But dualistic competition between the two nevertheless remains, with France out to safeguard its
own imperial interests and accordingly expand its empire wherever
possible. The British Empire isn't the only empire
in the modern world, for the French are ever willing to protect and develop
their own. Here history lets us down if
we look for analogies with classical civilization. The might of Rome stood alone above the
barbarous or semi-barbarous tribes it was obliged to conquer. It didn't have to compete with imperial
competition from its neighbours, since the possibility of such competition was
crushed wherever it appeared, the Carthaginians, despite their initial
successes, being no exception to this general rule. Only Rome could go on to forge a
great empire. It became the undisputed
master of the pre-dualistic world.
However, in the dualistic world there could be no undisputed
master but, at its height, two great nations struggling with each other for
worldly spoils. Of the two, the more
dualistic one was destined to reap the biggest dividends, though it couldn't
very well expect to reap them all. The
modern equivalent of ancient Greece was always there to
offer significant competition. Then,
too, there were the lesser dualistic nations like Holland, Belgium, Spain, and Portugal
with which to contend, nations which would inevitably stake their own claims to
imperial spoils, if, like Spain and Portugal, they hadn't already done so
several centuries before. But the two
greatest dualistic nations were destined to reap the richest harvest, and, of
the two, it was Great Britain that reaped the most.
To this day Britain remains the most
dualistic nation in Europe, and not only in
respect of its political and religious divisions, but also with regard to its
tribal or national ones. A Frenchman is
generally a Frenchman, whether he was born in the industrial north or in the
agricultural south, whether he be a recipient of the cool Nordic climate or of
the warm Mediterranean one. The essence
of French dualism doesn't cut across nationality, even if it often presupposes
a Germanic/Latin dichotomy. Not so the
essence of British dualism which, besides presupposing an Anglo-Saxon/Celtic
dichotomy, also results in an ambivalent nationality among the British as a
whole. One can be English one moment and
British the next, Scottish one moment and British the next, and so on, without
in the least feeling particularly eccentric or conscious of the inherent
absurdity of such a situation. The
English and the Scottish, in particular, will go at one another
hammer-and-tongs on the football field in the name of their respective
'countries', and would virtually lynch anyone who contended that they were
citizens of the same nation. When Scotland meets England in football at Hampden Park, or for that matter in
rugby at Murrayfield, there is no mention of anyone's being British. For on such occasions being British would
appear to be a gross irrelevance.
Similarly, when England plays Australia or the West Indies at cricket, there is
no reference to Britain, to anyone playing
cricket in the name of Great Britain. The Union Jack may be flying over the ground,
but it has the effect, in such a context, of signifying England rather than the
British as a whole. A Welshman may, by
dint of being a Glamorgan supporter, be able to identify with England in their battle
against the overseas' opponent, particularly if a fellow-Welshman is in the
English team, but it is somewhat unlikely that a Scotsman would. Scotland does, after all,
possess a national team of its own, even if not a first-class one. He would doubtless be more inclined to
identify with that!
But then there are contexts in which it would be inconceivable
for the separate countries that constitute Great Britain to participate in
sporting or other activities individually, when it is categorically imperative
for them to merge into a single nation, as at the Olympics or in professional
tennis tournaments or world-contest boxing matches or grand-prix races or chess
competitions, where Great Britain is ever the term on everybody's lips. To imagine England or Scotland being individually
represented at the Olympics?
Impossible! And yet British
psychology adjusts with no apparent inconvenience when it is a question of England or Scotland or Wales being represented at
the World Cup Finals. Then the thought
of Great Britain would be the last
thing to enter British heads!
Yet how symptomatic all this is of British success in the
dualistic stage of evolution! How
significant of dualistic civilization! The French, despite their status as Britain's chief rivals during
the heyday of bourgeois imperialism, have nothing to compare with it. They are never in any doubt as to which
country they belong to, even if not all Frenchmen conform to exactly the same racial
type. They could only be puzzled by the
apparent ease with which an Englishman or a Scotsman changes his allegiance
from one country to another, like a chameleon its colours, as and when the
context demands. There is no precedent
for this, and no contemporary example of it to be found anywhere else in the
world. The British remain uniquely
ambivalent, and will doubtless remain so until such time as evolution may
decide otherwise.
Having discussed Britain's credentials as the leading dualistic
power in the age of bourgeois imperialism, and compared her to France, her
chief rival, I trust the reader will now be in a better position to sympathize
with my argument concerning the essentially simultaneous rather than successive
nature of dualistic civilization, as represented by the modern equivalents of
ancient Rome and ancient Greece respectively.
Analogies with the past can of course prove treacherous; for, unlike
authors, history never exactly repeats itself!
Accordingly, Britain should first and foremost
be seen as Britain rather than as the
modern equivalent of ancient Rome. But to the extent that others have been
tempted in this analogical direction, and to the extent that I saw fit to
disagree with their contentions, a justification for that disagreement was
called for and has, I hope, been adequately addressed. To regard Britain as a latter-day Greece and
America as a latter-day Rome, like Malcolm Muggeridge, would, I believe, be to
underestimate the imperial achievements of Britain and to accredit America with
a potential for world conquest which would be out-of-keeping with its status as
a dualistic nation bent on defending capitalism, and hence by implication the
West, from anti-capitalist aggression.
We have not yet witnessed the formation, strictly speaking, of an
American Empire, and until such time as we do, there is no real justification
for anyone drawing an analogy between America and ancient Rome.
Similarly, the analogy put forward by Simone Weil, in which France was compared with Rome and Britain with Greece, seems to me without
any real justification in view of the respective achievements and predilections
of the two countries. Apart from the
brief Napoleonic interlude, France hasn't aspired to emulating ancient Rome but,
on the contrary, has shown itself susceptible to aesthetico-philosophical
tendencies more reminiscent of ancient Greece in their creative originality and
cultural richness. To base the analogy
with Rome on the Napoleonic
period, as Simone Weil does, is to take the exception for the rule and permit a
relatively short period of French history to represent French history in
general. It is equivalent to taking the
romantic period in English literature for the rule rather than the exception,
and seeing in it a proof of the 'Greekness' of English civilization, which is
evidently what Weil did in arriving at her assessment of Britain. Yet, in reality, Britain was being just as
untypical of itself in the romantic revolution of Byron, Keats, Shelley,
Wordsworth, and Coleridge, as France was being atypically French in its
Napoleonic revolution. Both nations were
contemporaneously aspiring towards their opposite - Britain or, rather, England becoming romantic,
while France was adopting the
classic. Both countries were in rebellion
against their own grain, a rebellion, however, that was soon superseded, as
Britain returned to her natural classicism in the poetry of Tennyson and
Arnold, while France returned to her natural or, rather, anti-natural
romanticism in the poetry of Hugo and Baudelaire. The Romantic Movement in England had become a thing of
the past by the time French romanticism got properly under way again. In art, the untypical romanticism of Blake
had given way to the typical classicism of Constable, the untypical classicism
of David to the typical romanticism of Delacroix. Turner and Ingres were, it seems to me,
exceptions to the general rule, national outsiders in their respective
countries.
Be that as it may, the analogy put forward by Simone Weil, on
the strength of these historical 'aberrations' in the British and French
temperaments, scarcely passes muster on a long-term scale, and so should be
dispensed with on any but a provisional basis.
The two or three decades which Britain dedicated to the cultivation of
Grecian characteristics, giving special priority to the Ionic columns of Nash,
should be seen in perspective to the much longer period when it remained
resolutely itself - the modern equivalent of ancient Rome.
Thus when Spengler speaks of Germany being the new Rome in the
wake of Britain's Grecian history, we have sound reasons to be distrustful and
to criticize his findings in the light of our existing data. This philosopher of history, whose monumental
The
Decline of the West was to become one of the most controversial works of the
twentieth century, based his contention on the fact of Germany's rise to power
as a military nation with expansionist objectives and a ruthless discipline for
carrying them through. Clearly, the mass
regimentation of German manhood into iron-willed fighting units aimed at the
overthrow of Britain and France gave him a sufficiently cogent pretext for
drawing an analogy between modern Germany and ancient Rome. Later on, following the humiliating and
crippling defeat of World War One, the gradual rise of Hitler under the banner
of the Imperial Eagle would strengthen the pretext for this analogy still
further, leading many people besides Spengler to see in Germany the inception
of a new Rome.
In reality, however, the inception of a new Rome was the last
thing that the rise of Germany as a single nation signified! For the modern equivalent of Rome, viz. Great
Britain, was one of the countries which Germany, in the role of a new barbarism,
was effectively being chosen by 'the march of history' to overthrow, and
Britain, realizing this in advance, was by no means prepared to let the Germans
have their way, but intended to defeat them in due course and at whatever
cost. For Germany wasn't a part,
strictly speaking, of the dualistic imperial tradition, but had come upon the
world scene relatively late, with the intention of opposing that tradition from
an incipiently post-dualistic standpoint.
This was especially so by the time Hitler attained to power on the basis
of National Socialism. But at the time
of World War One, Germany's status as a post-dualistic power was latent rather
than developed, having accrued from the days of Bismarck and the successes of
the Franco-Prussian War.
And yet Germany's role as a new barbarism programmed to
overthrow the old powers was already clearly evident and, in some matters, such
an objective was effectively achieved.
For Britain and France, despite their eventual victory over the Germans,
were never quite the same again. Their
former security in the world had gone, along with the millions of men
sacrificed on its behalf. They emerged
from the war on crutches, limping into a new age, an age in which world
leadership passed elsewhere. Now if, as
Spengler contends, Britain had entered the First World War primarily in order
to take advantage of France's commitment to it, to crush Germany for being a
serious threat to her own industrial supremacy, then the price she paid for
achieving her objective was the irreparable destruction of that supremacy. America and Russia were the only countries to
emerge from the war better off than before, and for quite different
reasons. America acquired the confidence
it needed to become the world's foremost industrial nation. Russia availed itself of the so-called
'capitalists' war' to become the world's first socialist state. While the dead were burying the dead, two new
powers were being born, and their birth was to have far-reaching consequences
for the twentieth century!