ARTHUR
KOESTLER
Koestler is another of
that tiny handful of authors who became a legend in their own lifetime, a major
classic with a world-wide reputation as an outstanding intellectual - not just
a great author but a thinker and 'writer' (in the Barthian sense) to boot. No-one can deny that Koestler's reputation
was justified, even if plenty of people chose to take umbrage at the way he
used his intellect, as did Sartre at a time when he was drawing closer to
communism and Koestler, by contrast, was drawing further away from it. Having abandoned his communist faith,
Koestler became not anti-communist so much as what he himself somewhat
paradoxically described as anti-anticommunist, which means a kind of indirect
communist who will oppose fascists and right-wing bourgeoisie but won't
champion the communist cause himself.
One could therefore describe him as a negative communist, since his
opposition to anti-communists, while it may prevent him from being a political
nonentity, likewise precludes him from actively furthering communism, after the
fashion, so one imagines, of a card-carrying party member. But of course the extent to which communism can be furthered at any
given time will depend, to a large extent, in which country the card-carrying
member happens to live. Certainly there
are strict limitations on this matter for those who live in bourgeois states!
Koestler, however, lived in Weimar Germany during much of his
period of positive communist affiliation, which wasn't the best of places for a
card-carrying member. The rise of
National Socialism took its toll on the communists and there was little
consolation to be gleaned from Stalin's
Yet it wasn't just negative things like death and starvation
which contributed to his loss of faith, but also positive things such as
religious awakening. He experienced
something akin to infused contemplation while held prisoner in a Spanish jail
during the Civil War, and this also had its effect on undermining his
materialist faith, making him question the deterministic foundations of Marxism
and wonder whether communism really could provide the ultimate answer to the
world's problems. But the negative
things, including double-think, outweighed the positive things in Koestler's
disillusionment with communism. For his
wasn't really a religious temperament, and what he had seen of communism in the
Soviet Union was sufficient to preclude him from joining the Communist Party
after he arrived in Britain. Probably he
doubted whether British communists would ever get into power anyway, and,
besides, he had only been allowed into
It was with his residence in
Indeed, the tripartite system which Koestler was to evolve with The Act of Creation,
in many ways his best book, owes not a little to both Hegelian dialectics and
Freudian psychology, which is only to be expected from a central European of
materialist persuasion. Freud's
distinction between Eros and Thanatos, or life-urge and death-urge, is
paralleled in Koestler by the dichotomy between self-assertive and
self-transcending tendencies in human behaviour, while the id, ego, and
superego distinctions, so crucial to Freud's psychological demarcations of the
psyche, find their echo in Koestler's rather more informal distinctions between
what are described as the 'Ha-ha!' - 'A-ha!' - and 'Ah ...' responses of the
mind, depending on whether humour, science, or art is the governing object of intellectual
inquiry. Humour, argues Koestler,
corresponds to the self-assertive side of human behaviour, art, by contrast, to
its self-transcending side, while science comes somewhere in between. One could say that humour stems from the
Diabolic Alpha, whereas art aspires towards the Divine Omega, although
Koestler's thinking doesn't actually embrace such a moral evaluation of these
distinctions, since lacking religious direction.
The theory of 'holons', which Koestler also developed in The Act of Creation
and later enlarged upon in Janus - A Summing Up, a general retrospective
of his work, extends the Parminidean idea (that the sum of the parts is greater
than the total number employed) into the realm of human behaviour, where
self-assertive tendencies reflect the independence of the part from the whole,
i.e. of the individual from society, while self-transcending tendencies reflect
the dependence of the part upon the whole, i.e. of the individual upon society,
which then becomes more than the total of its parts by functioning on the
supra-individual level of an organic entity.
Despite his interest in the social sciences, however, Koestler remained
a staunch opponent of reductionist/behaviourist theories, with their denial of
free will in deference to biological determinism. A 'holon' is both a part and a whole, so
that, when considered from an holonic angle, every human being displays
contradictory tendencies at one time or another, is both bound and free, a
victim of natural determinism and an aspirant towards artificial freedom, not
just a reacting puppet to societal stimuli.
Koestler found confirmation of his holonic theories in the Bubble
Chamber, an extraordinary device for investigating subatomic phenomena, which
showed electrons and protons to be both particles and wavicles in oscillatory
motion - now one, now the other - depending how they were viewed, so that a
continuous interaction between independent parts, or particles, and dependent
wholes, or wavicles, was established as the basis of organic matter.
All this is, of course, so much scientific subjectivity, about
which I have written at some length elsewhere in my writings. The fact that electrons revolve around the
proton nucleus of an atom does not by itself make for an oscillatory transformation
in their respective constitutions, any more than the planets change their
constitution when revolving around the nucleus of the Solar System. Viewed from the proton side of the atom, one
is looking at particles, because protons correspond to a self-assertive,
independent tendency in the holonic arrangement of atoms. Viewed, on the other hand, from the electron
side of the atom, one is looking at wavicles, because electrons correspond to a
self-transcending, dependent tendency in the holonic arrangement of atoms. This basic dichotomy at the root of matter
extends to the antithesis between stars and planets, female and male,
materialistic and spiritualistic countries, etc., which constitute not an
absolute ... but a relative antithesis, insofar as the two main ingredients of
the atomic integrity interact on a complementary level. Koestler often speaks of a distinction
between the trivial and the tragic planes, and here, too, we are confronted by
the holonic oscillatory arrangement stemming from the roots of evolution in the
galactic system and forming the basis of matter in proton/electron
interaction. The 'trivial' is the
everyday plane, but the 'tragic' is the evolutionary one - the former
corresponding to the proton of an atom, the latter to its electrons. Ours is above all a tragic age, because the
pressures of evolution are now greater than ever before, not least of all in
terms of the struggle for social freedom.
But the trivial still exists, with its self-assertive independent bias,
holding us to the everyday natural world in deterministic resignation or
compromise.
Man has now got to the stage, however, where he can split the
atom, sundering protons and electrons apart through nuclear fission, and this
stage is consonant with his urge to break away from the galactic-world-order,
in subservience to monarchic determinism, and set himself on an indirect path
to the Divine Omega by upholding socialism.
Of course, not all mankind desires this severance from the proton roots
of society, which is why the world is currently divided between capitalists and
socialists, i.e. proton determinism and electron free will, and why, if such a
division persists, it may well take an upheaval of apocalyptic proportions to
effect the ultimate severance of mankind from the galactic-world-order of
proton determinism. The pressures of
evolution are likely to be intensified as our age becomes ever more tragic, and
although we cannot expect Western scientists to go so far as to deny the
particle side of organic matter in their Bubble Chamber experiments,
nevertheless a time must surely come when only wavicles will be acknowledged,
as befitting a society exclusively orientated towards the Divine Omega, in
full-blown transcendentalism. Doubtless
the proton, particle, trivial side of the atom will still exist. But scientists living in a post-atomic
society won't deign to acknowledge it, since too biased in favour of the
electron to have any use for atomic objectivity.
Koestler, however, didn't live in such a society and neither did
he envisage any such society ever coming about.
He opposed nuclear war and was quite convinced that not evolutionary
progress but a biological mistake in the human brain was leading man towards
self-destruction. Unless this 'mistake'
was dealt with at its roots, so to speak, the prospect of nuclear holocaust
could only be greater. For an imbalance
in favour of the subconscious, aggressive, war-like part of the psyche was
primarily responsible, in Koestler's opinion, for man's worst behaviour. To rectify this alleged imbalance, Koestler
suggested the need for a special pill to neutralize the self-assertive
tendencies of the psyche in favour of its self-transcending ones. What this special pill would amount to he
didn't, alas, inform us! But I have
little doubt, tranquillizers aside, that its nearest equivalent would be LSD,
and that its universal use would coincide with a post-humanistic phase of
evolution, such as the superman's phase of the (post-human) millennium, rather
than with a pre-nuclear, and hence humanistic, phase of it.
No, whilst one can to some extent sympathize with Koestler's
grudge against the old brain/subconscious mind, both his diagnosis and
suggested remedy are fundamentally incorrect.
For there are no medical grounds for seriously believing that man is the
victim of a biological mistake. All
Koestler really demonstrated, in contending this, was a petty-bourgeois lack of
evolutionary perspective, such as results in a protracted humanism for want of
post-humanistic criteria. For although
it may be true to contend that man is bent on self-destruction, one need not
regard such an eventuality in a negative light, as Koestler is disposed to
doing, but may divine in this self-overcoming tendency the means to a higher,
post-human life form in which not man but superman, with an
artificially-supported and sustained brain, will prevail. Such a long-term perspective is not, as
already intimated, either congenial or indeed possible to a petty-bourgeois
writer, which is why Koestler opted for an erroneously pessimistic attitude to
both the human psyche and the means of destruction at man's disposal. One cannot be surprised that his work was not
generally published in the
However, in saying this I do not wish to detract from Koestler's
considerable achievements in certain other respects, least of all his
tripartite thinking in The Act of Creation, or indeed to give the impression
that his unacceptability to the Soviet authorities was exclusively tied-up with
the above-mentioned factors. One would
be seriously misguided to imagine that the Soviets had a long-term view of
man's development which extended into post-human phases of millennial
evolution, as conceived of by myself in quasi-Nietzschean terms. Rather, they would have objected to
Koestler's pacifism, to his anti-nuclear stance, on the grounds that it
detracted from their credibility and made for defeatism in the face of the
capitalist enemy. They could only have
taken offence at the proposition that man was the victim of a biological
mistake and therefore not the master of his own destiny, particularly as it
bears on historical determinism and the - according to Marx - scientifically
ascertainable evolution of human society from class to class. And, of course, in addition to all that, they
would have had good reason, in the light of Marxist objectivity, to quibble
with certain mystical, ESP, and parapsychological aspects of Koestler's late
work which stemmed from scientific subjectivity ... as related, amongst other
things, to the Bubble Chamber. In these
matters, Koestler's interest stems from avant-garde science, not from religion,
and he was always somewhat closer to Carl Jung than to Aldous Huxley in his findings.
Indeed, insofar as Huxley was nothing if not a profoundly
aesthetico-religious type, there is reason enough to see in Koestler's
politico-scientific bias a relative antithesis, in human terms, to Huxley. Both men were equally decadent, but they were
decadent on radically different terms - Huxley on the internal, spiritual
level; Koestler on the external, material one.
The former experienced spirit with an artist's personal commitment, the
latter analysed the world with scientific detachment. And yet, paradoxically, both men could swim,
within a limited depth, in each other's creative seas. They weren't wholly stranded in their
respective intellectual domains.
Koestler may have lost a political faith, but he wasn't incapable of
desiring a religious one, such as Huxley to a limited extent already
possessed. This in itself would have
condemned him in Soviet eyes. Religion
for Koestler wasn't a closed book, even though he never discovered a truly
progressive orientation but was obliged, disdaining Christianity, to pick over
the remains of traditional Asiatic faiths.
This is symptomatic of bourgeois decadence, though, unlike Huxley,
Koestler rejected what he found as unsatisfactory.
Such a valid contribution to the progress of religious knowledge
cannot be dismissed as insignificant.
For, in rejecting the traditional, Koestler paved the way for a more
imaginative approach to the problem of religious evolution. It was as an indirect communist that he
heralded, in The
Age of Longing, the coming birth of a new messiah. No direct communist would have even vaguely
considered such an eventuality!