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CHAPTER VIII
Plato Looks at Communism
WAS Plato a Communist? No question is more often or more
unprofitably discussed by political philosophers and by students of Plato. On the one hand it is argued that his ruling élite, forbidden to enjoy the pleasures of wealth and
marriage, was the first example of a Communist society; on the other hand, that
since Plato permitted the vast majority of the population to have property,
wife, and children, he can be exonerated from the charge of being the father of
Communist theory. Both contentions are
equally futile. Plato was a Greek, not a
modern European: a citizen of a city-, not a nation-state. The social and economic problems which
confronted him were those of a mercantile civilization based on small-scale
industries and craft skills, utterly different from the gigantic factories and
machine techniques of modern capitalism: and lastly, he was brought up to
assume slave labour as an integral part of the economic order.
These three
differences make it utterly impossible for Plato to have elaborated a Communist
philosophy. Communism, the product of an
era of international trade which seemed to link the world into a single
economic system, is a universal doctrine and looks forward to a world-order and
to the destruction of national states: the product of an era of expanding
productivity and wealth, it aims at procuring for the working classes the full
fruits of their labours: the product of the exploitation of free labour, it
looks to the control by the people of the economic and political system. In each of these three particulars Plato's
philosophy differs profoundly from that of Marx; he looks forward not to a
world order but a regenerate city-state: he seeks to redeem the working classes
not from economic but from political exploitation and, because he accepted
slavery, he could never envisage the control of the political system by all
'the workers'. The place of slavery in
Greek civilization has often been over-emphasized and misinterpreted. It is simply untrue to suggest that the
city-state was based upon cheap slave labour, or that its citizens were a
leisured class living off the labour of serfs.
There was a working class in
We may press the
analogy still further. The Greek slave
was not entirely without rights: he could bring an action for outrage against
his master in the courts, he received pay for his work, he
could purchase his liberty, and even be granted citizenship for public
services: the negro in
The effect of slavery
on Greek social development was most profound in mercantile cities such as
But although
skilled craftsmen could always hold their own, wage-rates were bound to be
forced down, and it became clear that the steady increase of the citizen
population must be checked. In 451 Pericles limited Athenian citizenship to those of Athenian
birth on both sides, and six years later, when an Egyptian prince presented the
city with forty-five thousand bushels of corn, he struck five thousand names
from the roll before distributing the bounty to the citizen population. From now onwards democracy meant the rule not
of the proletariat, but of the citizen proletariat,
and citizenship became not a right but a privilege. This privilege was enhanced by payment to
jurors (in 451) and to the civic militia, and the State was forced to repair
the ill-effects of cheap slave labour by doles and bounties and political
payments to the citizens. In 432, at the
beginning of the great war, the population of
The effect of
slavery was threefold. By flooding the
market with cheap labour, it retarded technological advance and the
introduction of science into industry.
By threatening the wages of the free workers, it forced down the
birth-rate in the class of free citizens, and thirdly, it hampered the spread
of equalitarian philosophies and the formation of working-class and Socialist
movements.
We must bear
this in mind when we ask ourselves what Plato would think of modern Communism,
and what criticisms he would make of our economic system. For Plato was oblivious to the problem of
slavery. In the Laws he accepted
it as an awkward but necessary fact; in the Republic he refers to it
only when he suggests that Greeks should not enslave Greek prisoners of
war. Otherwise he blithely disregarded
it and built his society on a basis of free citizen labour, with slaves only
for domestic use, thereby implying that the ideal State would not be a
mercantile city with a great export trade, but an agricultural community,
living on its own resources and exporting only its surplus produce. Thus he refused to face the real problem of
Greek civilization, whose highest cultural level was always to be found
precisely in those mercantile cities whose slave economy he tacitly rejected;
and he limited his criticisms and proposals to the reorganization of a
privileged citizen body, disregarding the majority of human beings who fell
outside this category.
It is already
clear that Plato would not be in sympathy with modern Socialism, which is based
on the two demands for economic justice and for workers' control. While admitting the obvious fact of the
failure of capitalism to achieve its objective - the maximization of wealth -
he would argue that Socialists, by concentrating their attack upon economic
injustice, have blinded themselves to the real problem, and by demanding
workers' control are heading for catastrophe. Workers' control might possibly be no worse
than capitalist control, but on the other hand it is not likely to be much
better if the worker's ideal is no different from that of the capitalist whom
he is to supplant. What object can there
be, he would ask, in undergoing the horrors of revolution in order that a new
ruling class may gain power whose only motive is material gains and which
demands freedom only to enjoy the pleasures of prosperity? Socialism might succeed in distributing
wealth more 'fairly': it might even increase productivity, but it could not
eradicate the fundamental evil that power is permitted to rest in the hands of
'civilians' whose only aim is worldly happiness. Socialism is the creed of one side in the
class-war and for this reason it cannot overcome it. For the fundamental fault
lies not in the capitalist system as such, but in the hearts of the individual
men and women of whom that system is made up. If their hearts can be changed and their
intelligence properly disciplined, then the system will right itself and become
not the master whom the statesman must obey, but the servant of the
philosopher-king.
For this reason
Plato would feel only disgust for the Communist glorification of material and
technological advance. The worship of
machine power and of natural science would seem to him merely vulgar, and he
would laugh at the self-complacency with which
Plato would not
therefore object to the Communist's belief in science as such, but to his
stress on its utilitarian aspect. He
would be pleased to see the possibilities of material happiness steadily
increasing under the Five Year Plan, but he would ask why the ruling class
seemed as pleased as their subjects with these advances. It is not, he would argue, the function of
government to make men rich, but to make them good, and it is therefore no
proof of the excellence of Communism that it can outdo capitalism in the
production of wealth. Wealth is as great
an evil as poverty, and a Government which encourages people to think in terms
of wealth is sowing the seeds of a new class-war. Granted that
We shall return
later to this criticism of Communist ideals, but already we can observe that
Plato would consider Russian Communism as an attempt to impose the standards of
Western civilization on a barbarian country, arguing that, for all their
differences of political organization,
The difference
between Western democracy and the Communist State lies therefore not in their
ends, but in their methods, and Plato might well suggest that, whereas the
former cannot obtain permanent success, the latter can, since it is the
wholehearted and scientific application of reason to the maximization of
wealth.
But in spite of
condemning its ideals, Plato would be passionately interested in the Russian
experiment, just because it is a self-conscious attempt to plan human society
in accordance with a clear philosophy of life.
Communist philosophy may be wrong, but it is a philosophy; and the
rulers of
Above all, he
would admire the organization of the Communist Party, an élite
trained for public service, subjected to military discipline, and schooled to
accept without question the philosophy and the policy of its leaders. The party member is the political soldier of
Communism, who sees to it that throughout the length and breadth of the land
the plans of the philosopher-kings are carried out by the subject classes. His task demands two qualities, courage and
obedience - the willingness to die for beliefs accepted on trust from the few
who know. Plato in the Academy had
sought to train 'administrators' of this sort, and the programme for their
education which he sketched in the Republic
[The reference is to Books II-IV. The education of philosophers in Books VI-VII
must be sharply distinguished. Here, of
course, there is no analogy with Soviet methods.]
could be accepted without demur by any Russian
educationalist. He, too, had seen that
the heroic self-sacrifice and asceticism which such public service demands, can
only be found in a select and highly trained élite,
inspired by a great idea, for the sake of which they are glad to sacrifice
their own lives, as well as the lives of others. In Communist Russia he would have seen the
tyranny of just such an idea and it would have confirmed his own belief that
real civil courage is only granted to the fanatic who is so convinced of the
rightness of his plan that he cares more for the idea of human happiness and
justice than for actual happiness and actual justice. For the sake of the Five Year Plan, the
Communist is willing to impose hardship and even death upon his
fellow-workers. His eyes are fixed on
their future happiness, so he can cheerfully neglect their present sufferings.
Here, then,
Plato would find a resemblance between his own ideal State and Communist
Russia. Both are attempts to make life
conform to a strictly rational pattern, which the philosopher believes
essential for human happiness; and to impose this pattern of life, government
is placed in the hands of an élite trained to
obey the philosophers' commands. But the
resemblance does not stop there. Plato
would have agreed with the Communist that it is quite useless to entrust the
lives of men and women to the care of any picked body of rulers, however pure
their motives, if you allow any vested interests to flourish unchecked. No combination of citizens
intent on their own economic ends must be allowed to threaten or cajole the
Government, whether it be a company anxious to increase its profits or a trade
union formed to protect the standard of living of the poorer classes. Every vested interest is a danger to good
government, and there is no way of preventing them from unduly influencing the
Government except to abolish them altogether.
Plato and Lenin were both prepared to do this.
There is,
indeed, a deep similarity between the temper of the two philosophers. They both held that philosophy and science
cannot be permitted to stand aside from life and contemplate the scene. Philosophy must leave the Academy and capture
power if human happiness is to be achieved.
Plato believed the philosopher must become king: Lenin achieved it. It was the belief in the practicability of
philosophy which made both of them so ruthless in the use of force. Those qualities in Communism which shock us
most, its suppression of the opposition, its sacrifice of the individual life
to the great plan, its hostility to all rival creeds, are the qualities which
Plato would have most admired. They are
qualities of a philosophy which knows exactly what life should be, and regards
as bigoted superstitions all religions and philosophies which differ from it. Neither Plato nor Lenin would have hesitated
to order the death penalty for heresy and deviations: and their inhumanity was
due to their complete certainty of the righteousness of their cause and the
truth of their philosophy. Both claimed
that merciless austerity would in the long run prove itself merciful. If surgery is needed, it is not mercy but
fear which prompts us to put aside the knife.
Two objections
will be raised to this analogy between Plato and Lenin. In the first place, it seems blatantly to
contradict an earlier assertion that, on Plato's view, Communism is essentially
a materialist and acquisitive philosophy; and in the second place, it is at
variance with Lenin's own doctrine of the dictatorship of the proletariat. The answers to these objections will perhaps
clarify the Platonic attitude to Communism.
Let us begin
with the second. The philosophy of Marx
and Lenin was based on their observed fact of class-conflict and
class-domination, and the theoretical conclusion that the dictatorship of the
proletariat will in the end abolish class-conflict. Communism holds that the class-war will
develop until either the proletariat seizes power or civilization break down,
and it therefore asserts that the dictatorship of the proletariat means not
that each proletarian should be his own king and govern himself as he did at
Athens, but that the Government should serve the interests of the proletariat
and suppress their oppressors. For this
to be achieved, government must be in the hands of the 'philosophers' with an
administrative staff (the Communist Party) and the proletariat must be
subjected to a new dictatorship, or ruling class.
On this point
there is no real difference between the views of Plato and Lenin. Plato also believed that the Government
should serve the interest of 'the civilians' and be freed from the corrupting
influence of 'vested interests'. But he
was philosopher enough to avoid so ambiguous a phrase as the 'Dictatorship of
the Proletariat', and to admit that in a totalitarian State there are no
dictators except the few who control the military and administrative machine.
Where Plato and
Lenin would part company is in the selection of the
ruling class. Lenin made his appeal to
the industrial workers and to intellectuals who had thrown in their lot with
them, and the Communist leaders were chiefly drawn
from these classes. Seeing that a
gigantic lever was needed to overthrow the existing order, he appealed to the
discontent of the industrial masses on whose work the system depends. Proletarian solidarity was the means he
employed for making a revolution and giving power to the Communist
philosophers, and picked proletarians were members of his administrative élite. But
Plato was convinced that the working classes, like everyone else engaged in
industry or trade, were incapable of political wisdom. His rulers were to be drawn from the nobility
and the landed gentry, and though he did leave room for the promotion of a
worker, he considered such cases so unimportant that he made no proper
provision for it. He really wanted a hereditary
ruling caste, and for this reason he condemned general education as
destructive of political discipline.
But the
difference between Plato and Lenin is not simply a difference of opinion about
the political capacities of the working classes. Even if Plato went to
Plato would not,
however, pay much attention to the theorist, and would treat him in much the
same way as he treated the educationalist in an earlier chapter. 'I am content,' he would say, 'to see the
facts as they are. In
'Most of all I
admire his mastery of propaganda and the sly humour of his employment of the
"noble lie". Deciding that the
time has come to crush all opposition, he first publishes a new and democratic
constitution, and then shoots the advocates of freedom. Thus he accomplishes two ends, both establishing
a democratic constitution and ensuring that there will be no-one to make use of
it. In this he shows modesty as well,
and that readiness to learn from his enemies which is the mark of a true
statesman. Observing the ease with which
the ruler of
'But much though
I admire Stalin, I must confess that I regard him as the greatest enemy of
truth and knowledge. Not only has he
false ideals, but he has developed a philosophy to justify them as perverted as
it is persuasive. Denying the existence
of God and the hope of a future life, he preaches the pursuit of the things of
this world, and sees in the freedom to enjoy wealth and honour and power the
highest pleasures of man. For him, man
is an object the source of whose movements can be found in natural causes,
whose ideas are the product of necessity, and whose every action is predictable
by scientific law. And so he regards
reason as the natural servant of animal desire, and seeks to control nature
only to subject it once more to the tyranny of human appetite and greed. Denying the existence of the rational soul,
he cannot himself contemplate the reality behind the worldly appearances, or
pursue a happiness not of this world but of the
next. Through this ignorance of true
philosophy he has raised science, which should be the servant of reason, to the
throne of reason itself and has proclaimed as the ultimate reality the
transient process of history which comes to be and passes away, a chaos of
meaningless events.
'The foolish and
short-sighted will laugh at my observations and remark that a false philosophy
can harm no-one; and this will be true as long as philosophy is merely the
recreation of the young or the hobby of the old - as it is in England. But Stalin has harnessed a nation to the
realization of his philosophy on earth, and now there are millions of human
beings who will carry out his will. At
present they are pacific and friendly, for
'Such is my
verdict upon Stalin and upon the future of
'Your instinct
and the teaching of your Churches makes you reluctant
to admit this fact, which is confirmed daily by common experience. And so you preach the equality of man and
dream of a time when the human race will live at peace, each man proceeding
upon his appointed way as effortlessly as the divine planets move in their
perfect orbits, never crossing one another's paths or failing in their duty, a
starry system of rational beings.
'My young friends, that is a noble ideal which I myself share, but do
not expect that you will see it here on earth.
Perhaps in heaven you will contemplate reality: in this world you must
attempt to give to sluggish and reluctant matter a semblance of order and
form. You cannot legislate for rational
beings, but must be content to compel a stupid race to avoid the worst
consequences of its stupidities. For
statesmanship, unlike philosophy, is the art of the second best. It aims, not at perfecting man, but at
preventing his further deterioration: and the prudent statesman will be content
if he can leave his countrymen no worse off than he found them. One of your teachers once said: "The
'Be content then
with smaller hopes, separating clearly from one another your religious ideals
and your practical aims, and recognizing that perfection is not of this world,
but of the next. And at all costs avoid
that heresy which teaches that in the history of the human race we may trace a
progress from imperfection towards perfection.
Your Communism is the product of an age of eager hopes and aspirations which
falsely interpreted the discoveries of natural science as signs that the world
was evolving towards the good, and that a spirit must in the end prevail and
that the workings of historical necessity would finally produce the earthly
millennium. This belief is an empty
delusion which mistakes material progress for spiritual betterment, and
increased wealth for an improvement of manners.
When I observe you and compare you with my countrymen, I notice many
distinctions of convention and habit, and a difference in the importance
attached to particular virtues. We
prized courage, ingenuity, good taste, and independence of spirit: you
Englishmen seem to prefer kindness and honesty.
In this you are different but not better than us, and your differences
are the result not of your actions but of conditions for the most part outside
your control, such as your greater wealth and your mastery of nature. These "blessings" have softened the
struggle for survival and so enabled you to afford a gentle and humanitarian
sentiment, and other such luxuries which in our epoch were not permitted. It is no true virtue to live according to the
standards of your age and to fulfil the obligations of your social code. Anybody equipped with intellect and a little
self-interest would do that! The truly
virtuous man is he who has raised himself above habit and convention and by his
knowledge has criticized and changed the manners of his fellow-citizens. The history of our race is the sombre take of
how a few good men from time to time have seen a little further than their
fellows and rescued them from their misery.
But no such improvements are permanent, always
the world slips back into self-assertion and greed, reverting from the truth it
fears to the half-truths and hypocrisies which are natural to it.
'I lived in a
time when the circle of time was moving from good to bad, from order to
disorder, from beauty to chaos. The
civilization which our forefathers had built was slipping back into barbarism
and anarchy. Art was degenerating into
prettiness and the old civic virtues were disappearing. A few of us, among them Socrates,
understood. We had no illusions that in
some distant future man would be perfect and the State would wither away: we
only hoped to stop the collapse, seeing that as things grew worse, not less but
more force would be necessary to maintain law and order and social
security. So I planned my ideal State as
a brake on the wheel of time, not as a stage in the progress of man: and when I
wished to gaze on perfection, I fixed my eyes on the eternal realities which do
not change, and the beauties which cannot fade because they are not of this
world, knowing that here at least in pure philosophy I had a friend
incorruptible by the inevitable process of change and decay.
'When I look on
your civilization and observe the rifts which are apparent in it, the
uncertainty of its economic order, the dangers of war, and the breakdown of
religion and morality, I do not feel a stranger. For you too are born into an epoch of
dissolution, and can no longer look forward to the unconquerable march of
progress. Try though you may, you cannot
believe that next year will show a splendid advance on last, that
'I read the
other day a poem by one of your few great prophets and it seemed to express
perfectly the spirit of your age and the problems you must face.
Turning
and turning in the widening gyre
The
falcon cannot hear the falconer;
Things
fall apart: the centre cannot hold;
Mere
anarchy is loosed upon the world,
The
blood-dimmed tide is loosed, and everywhere
The
ceremony of innocence is drowned;
The
best lack all conviction, while the worst
Are full of passionate intensity.
Surely
some revelation is at hand;
Surely
the Second Coming is at hand.
The
Second Coming! Hardly are those words
out
When
a vast image out of Spiritus Mundi
Troubles
my sight; somewhere in sands of the desert
A
shape with lion body and the head off a man,
A
gaze blank and pitiless as the sun,
Is
moving its slow thighs, while all about it
Reel
shadows of the indignant desert birds.
The
darkness drops again; but now I know
That twenty centuries of stony sleep
Were
vexed to nightmare by a rocking cradle,
And
what rough beast, its hour come round at last,
Slouches
towards
I would advise you to consider this prophecy and, bearing
it in mind, to give up your Utopias and your reckless belief in the common
man. Judge