CHAPTER X
Why Plato Failed
WE have tried in the preceding chapters
to discover how Plato would have faced the problems of a world very different
from his own. We have seen his
criticism, and sometimes his ridicule of modern institutions, and we have
discovered some concrete proposals which he would probably make. We have, in fact, staged the Republic
in modern dress, and it is now for us to consider our own attitude to it and to
ask ourselves whether we are convinced by the Platonic analysis and the
Platonic solution of our problems.
Before we do,
however, it may be wise to discover how Plato fared in his own Greek world, and
how his theories worked out when applied in his own day - to resume, in fact,
the story of his life which we broke off in the middle of Chapter V. There we had reached the moment when in 367
he set sail for
Dionysius was a
remarkable man, a living example of the Realpolitiker
whom Plato portrayed in the character of Callicles. Power was the only force which he recognized
in politics; tradition, liberty, and aristocracy were for him outworn
things.
Such was the man
whom Plato visited on his first voyage to
Moreover, Dion, Plato's favourite pupil, was an influential figure at
the court; his sister was one of Dionysius' wives, his father had been one of
his best generals, and he himself was a trusted negotiator and a good
soldier. Through Dion
therefore Plato could exert a decisive influence on the largest city in the
Greek world, the strongest military defender of Hellenic independence. When in 367 the old tyrant died, Dion had hoped to gain some share of power for his own
nephew, but Dionysius II, son of Dionysius' foreign wife, was too quick for him
and seized the throne. Dion, however, remained the most powerful individual in the
court and, in spite of the opposition of Philistus,
an able general and his rival for power, persuaded the young man to invite the
famous philosopher as his adviser.
Dionysius was a shrewd but inexperienced youth, a dilettante by nature,
and he was tickled by the idea. It
seemed possible that under Plato's influence he might develop into a true
philosopher-king: at least it was clear that here, if anywhere, was an
opportunity to test the practicality of Plato's political plans.
It is essential
to discover the nature of Plato's intentions when he sailed for
It is probable
that at this period the Platonic programme comprised no more than these three
points, since Plato believed that once the new philosopher-king were in power,
everything else would follow of its own accord.
The new cult was welcomed by Dionysius and philosophy became a royal
craze. Plutarch has given us a picture
of this strange phenomenon.
'This was the
state of affairs when Plato came to
The new policy
was bound to raise dismay among Dion's rivals. Philistus was now
banished, and it was suggested that the invitation to Plato was a device to
ensure Dion's position at court. The tactlessness and self-righteous demeanour
of Dion did nothing to dispel the suspicion. The devotee of the ideals of the Academy was
something of a prig, and his puritanism had a
ruthless flavour to it which suggested that ambition and self-interest were
mixed with its idealism. Dion at least
shoed no signs of surrendering his palatial house and princely income, or of
sacrificing the pleasures of wealth for pure philosophy. But there were more serious critics who urged
that the reformers were undoing the achievements of Dionysius I. Sicilian unity had been achieved and
maintained by force of arms, and by the support of the commercial
interests. To relax the dictatorship, to
oust industry from political control and to entrust power to callow idealists,
would break the unity achieved at such terrific cost. Hastily Philistus,
the hard-headed politician of the old school, was recalled, and began to
suggest to the young tyrant the dark motives which Dion's
idealism might cloak. Meanwhile
Dionysius' enthusiasm for mathematics had cooled and he began to ask why he
should pursue these weary studied before beginning the more practical - and
glorious - work of reform. Plato's
austerity impressed but also annoyed him, and his high moral tone began to jar. On the other hand, the eyes of the Greek world
were upon him: if he dismissed Plato, it would be said that the great
philosopher had found him unworthy. He
decided on a compromise, banished Dion from
It is possible
that Plato might never have returned to
It seems
probable that Dionysius was really intrigued by Plato's philosophy and anxious
to discuss it with him. But Plato would
not allow the noblest of human activities to become the hobby of a tyrant, and
sternly demanded that Dionysius should submit himself to the full rigours of
the Academic discipline. Dionysius
refused, but neither he nor Plato (for the sake of their reputations) could
allow the breach to become public knowledge, and so Plato lived on in the
acropolis month after month while Dionysius sold up the rest of Dion's estate and disposed of his wife. The court and the mercenaries, deceived by
the official atmosphere of cordiality, began to suspect Plato of undue
influence, and he was nearly killed during a mutiny of soldier demanding higher
pay. At last Archytas
sent a ship to rescue him and Plato escaped.
Left to himself,
Dionysius continued his philosophical studies, and tried to carry out the
Platonic programme, founding new cities and giving them aristocratic
constitutions on Plato's lines. Idealist
dilettantism began to weaken the structure of the military dictatorship and it
was clear that soon
His experiences
in
At the breath of
these doubts, the Platonic plan for the salvation of
But the younger
members of the Academy were not of the same temper. For them the Republic was still a
gospel and Dion the man to realize it. While Plato began sadly to work out a new
constitution and legislative programme for the new State, Dion
was recruiting among his pupils. In 357,
with a select staff of philosophers and 500 men, he set sail to conquer the
greatest city in
The story of Dion's exploits in
Dion's ideas pleased no-one. The advocates of unity and military strength
for the war against
The murder of Heracleides marks the end of the attempt to put Plato's
philosophy into practice. The idealists
had been forced by the pressure of necessity to behave no better and no worse
than the old Realpolitiker whose regime they
had denounced: the Republic had proved to be not an ideal constitution,
but another variant of oligarchy, unwanted by the people, and as little relying
on constitutional action or justice as naked tyranny. Dion was now a
common murderer, living the self-same life of fear and apprehension which he
had seen in the courts of the older Dionysius, and suppressing with the
self-same ruthlessness all popular movements.
In 353 Kallippus, one-time member of the
Academy, and trusted minister at Dion's court, put himself at the head of a democratic conspiracy and, breaking
into a dinner-party at Dion's palace, murdered his
chief in cold blood.
It is probable
that the shock for Plato was not very great.
The mission of the Academy to save
Plato was
seventy-five when he heard the news of Dion's
death. In his latter years he had turned
more and more to pure philosophical speculation and given to the Academy that
academic stamp which it was to bear for the thousand years of its life and to
impress on all future universities. He
no longer despised politics as vulgar and ridiculous: he feared them as the
terrible contaminator of pure and holy lives, and tried to forget his own pangs
of conscience in contemplation of eternal reality. 'It is better to suffer injustice than to
practise it', and goodness, he now felt, could only be achieved by a complete
renunciation of worldly power. If just
government could not be attained by peaceful means, then it was better left unattempted: for the philosopher who put his hand to
bloodshed defiles his own soul and his own philosophy. In the last years of his life Plato was a
pacifist.
But appeals
still came from Dion's friends in
These letters
are among the most pathetic historical documents which we possess. Rambling and discursive in style, they are
the work of an old and broken spirit which feebly takes up one defence only to
throw it away in disgust and pick up another, and, seeing that the main charge
is irrefutable, seeks to divert attention to points of
detail. Now he tried to persuade himself
that Kallippus was not a real friend of Dion's, and that for this reason the murder was not so
reprehensible: now suddenly, in the middle of narrating his own experiences in
Syracuse, he launches into a bitter attack on Dionysius for publishing a book
which purported to be an account of Platonic philosophy, and goes on to
concentrate in three or four pages a brilliant summary of his views on the
relations between language, thought, and reality. But always in the end he returns to his main
theme, the salvation of Greek city-life and the cure of international and
domestic anarchy which must be found if
In 347, at the
age of eighty-one, Plato died. The years
later the Macedonians conquered
At the end of
his life Plato knew that he had failed.
Despite his eminence as a philosopher, he had not achieved the one thing
on which he had set his heart. His
researches in logic, in astronomy, and in mathematics could satisfy his thirst
for knowledge and ensure him lasting fame: they could not console him for his
failure to solve the problem which Socrates had set. For it was precisely the
application of theory to practice, and of philosophy to everyday life, which
Socrates had demanded and for which he had died. Plato had suppressed his natural inclination
to wash his hands of politics because he felt himself to be Socrates' disciple;
he had dedicated the Academy to the memory of Socrates; and the failure of the
Academy to win its way to the control of the city-state meant that Socrates'
death was still unatoned. The spirit of disinterested criticism and
scientific inquiry seemed to have contributed nothing to the elimination of
social evils. It had diagnosed the
disease, but the cure which it applied had been completely ineffective.
But does this
mean that wisdom and reason can never be of practical use to the
community? If so, the Academy must and
should remain academic, the cloistered refuge of the few who prefer truth to
the other pleasures of life: and the politician, the banker, and the craftsman
must or should reject the advice of the philosopher as useless or positively
harmful.
If we do not
accept this conclusion, then we must admit that Plato failed, not because he
was a philosopher, but because there was something wrong with the methods which
he employed and the plan upon which he worked; and it becomes of vital
importance to discover these flaws in the programme of the Republic. For by discovering these, we shall be able to
base our own political theory upon sound principles and to avoid the
catastrophe which overwhelmed the Platonic statesmen.
In this chapter,
then, I shall try to suggest some of the chief defects in Plato's theory and to
show their relevance to our modern problems.
Plato has criticized us: now it is for us in turn to criticize him.
When we examine
a great philosophical system it is the very simplest axioms which are most
easily attacked, and the most 'obvious' propositions which can most usefully be
questioned. One such axiom of Plato's
thought - and it is the justification of the whole political structure of the Republic
- is that the common man is unreasonable.
Let us start by a consideration of this assumption. Of course it is partly true. Human beings are often short-sighted,
sentimental, and greedy, and if Plato had gone no further than this, he could
not be gainsaid. But Plato assumed (1)
that most men are naturally so deficient that they are incapable of self-government;
(2) that there do exist potential rulers of such
supreme wisdom that absolute government can be safely entrusted to them; and
(3) that these potential rulers will mostly be found not among the peasants and
artisans, but in the ranks of the gentry.
Disregarding (3) - clearly the most questionable - we must admit that
the first two propositions are clearly true.
Mankind is stupid and from time to time men do arise so
pre-eminent in virtue that power could be entrusted to them. But it does not follow that we can build the
State on this assumption. 'Statesmanship
is the art of the second best': it takes men as it finds them, and it cannot
presume that the man of genius will always be to hand. If we could rely upon a constant supply of
supremely wise statesmen, we could disregard all questions of constitutional
forms and political organization. It is
precisely because we cannot do this that the problem of government is
all-important. Thus though Plato's two propositions
are true, they are irrelevant to politics because the class of 'wise men' is
not large enough or compact enough to become a permanent ruling élite in any city or nation-state.
When, however,
we add the third proposition, we reach a conclusion which is not only
irrelevant but frankly partisan. The
presumption that wise men are not often found among the 'working classes'
transforms the Republic from an ideal aristocracy in the literal sense - the
rule of the best - to an aristocracy of birth. The academic proposition, 'the best should
rule', becomes a practical proposition, 'the best of the existing aristocracy
should become dictators' and the Platonic classes of rulers and civilians merge
into the Greek political factions of aristocrats and democrats.
[This point deserves fuller treatment than I can give it
here. Plato does in REPUBLIC 415 admit
the bare possibility that a 'civilian' might be found worthy of promotion to
the ruling elite. This admission occurs,
however, in a parenthesis and is nowhere elaborated. Since the education of the ruler begins at
birth, it is difficult to see how a craftsman could ever show himself worthy of
promotion. Plato, with his beliefs about
the degrading effects of 'banausic' occupations, can
hardly have considered it likely that he ever would.]
Plato could
defend this suggestion as sound practical politics: he could say that in his
opinion and from his experience 'the people' had thrown up few leaders and that
the aristocracy still retained its traditions of public service. But in so doing he surrendered his claim to
base the Republic on philosophical principles and self-evident axioms:
he spoke no longer as a philosopher but as a citizen,
and his judgement can properly be questions by anyone else with political
experience. For he was
advocating the claims of a certain social class - the dictatorship not of the
best, but of the best members of the aristocracy - and assuming the latter to
be identical with the former.
Thus there are
two objections to Plato's argument. In
the first place there will never be a sufficient number of pre-eminent men to
form a ruling class in whom we can have complete confidence; and even if there
were, it would be impossible to select from the citizen population and to
ensure that they alone should have political control. Plato himself often admitted this. He confessed that 'good men' are corrupted by
power, and he had seen enough of politics to know that irresponsible
dictatorship - however carefully the dictators are selected and trained -
always ends in disaster. And yet he
advocated dictatorship!
In the second
place his bias in favour of aristocracy led him to identify the 'gentleman'
with the good man, and he therefore, in searching for his élite,
excluded the vast majority of the population from any serious examination. From the proposition 'most men are
incompetent to govern themselves', he glided imperceptibly into the assertion, 'the working classes are incompetent to govern themselves'.
The Republic
is therefore a solution to the problem of government which could only be
successful if men were not what they, in fact, are. Granting to the aristocratic élite absolute freedom of action, it demands of them
a virtue far beyond their reach: demanding of the lower orders absolute
obedience, it denies to them any possibility of self-realization. It makes the former divinity incarnate, the
latter humanity with only a tiny spark of the divine. For this reason it is no surprise to discover
the Platonic ideal realized in the structure of the Catholic Church. Substitute the clergy for the philosopher-kings,
and the laity for the civilians, and you have the one practical fulfilment of
the Platonic programme. But in the field
of government, Platonism, because it is at once too ideal and not ideal enough,
becomes the rational apologia for reaction.
A military despot in
Thus, although
he denounced military despotism and aristocratic dictatorship, Plato was the aider and abettor of both, and tacitly countenanced them as
the lesser of two evils. Confronted with
the class-war, he dreamt that between the dictatorship of the Left and the
dictatorship of the Right there was a third revolutionary alternative - the
dictatorship of the 'virtuous Right'.
But when we translate this dream into the sober language of politics, it
is seen to be an empty illusion. For it
advocates the formation of a party of good aristocrats opposed equally to the
demands of rich and of poor, and the capture by this party of absolute
political power. But since the
membership of the party will be drawn almost exclusively from the
anti-democratic side, it will be suspect to the working classes: and since it
is opposed to the interests of the rich, it will be hated by them as well. Its government therefore will have no basis
of consent and will be forced either to become a military dictatorship, or to
concede to one side in the class struggle.
Since it is resolutely anti-democratic, and is tied by bonds of kinship
and tradition to the parties of the Right, there can be no doubt of the nature
of those concessions. Resolved to
suppress the equalitarian aspirations of the masses, it will rely on the
support of the wealthy. In that case, it
will find it impossible to destroy property and privilege as well. The 'dictatorship of the virtuous Right' is
transformed into a polite form of Fascism.
Plato had
envisaged his 'third alternative' as the creation of an impartial State,
allotting to each man the life and work which he deserves, favouring no section
of the community at the expense of others and harmonizing all interests for the
common good. His ruling class was to be
exalted above the clash of interests and, from the lofty heights of dictatorial
power, to dispense justice objectively and dispassionately. This sublime vision neglected two simple
facts. (1) No Government is absolutely
supreme: for the power of the Government resides not only in the army and the
civil service - its executive organs - but in those sections of the community
which tolerate or support it. Where
there is inequality of wealth - as there was in
When Plato and Dion saw the impossibility of their philosopher-kings, they
at least realized that the escape from class-dictatorship is not another
dictatorship but the denial of absolute power to anyone. The impartial State cannot be constructed
from above by any ruling élite, vested with
dictatorial authority, and resolute to harmonize conflicting interests. It must be the product of the harmony of
those interests themselves. Only by the
limitation of powers, and by the representation of all interests, is it
possible to achieve justice and security.
Impartiality and the rule of law are possible only if sovereignty is
denied to any section or group whatsoever and replaced by constitutional
government. This new third alternative
was dimly envisaged by Plato and Dion at the end of
their lives. It implied the surrender of
the whole programme of the Republic and of the Academy, but it substituted for
them an equally fantastic plan.
For the transformation
of the class struggle into party warfare, of absolutism into constitutional
government, and of power politics into the rule of law can only be effected
where there is a pervasive sense of national unity, a long-standing tradition
on the side of peaceful change and an expanding system of production to supply
the wealth needed for social reform.
These conditions were present in nineteenth-century
This is perhaps
the most valuable lesson which a study of Plato's life can teach us. The rule of law which allots to each man his
due is a dream which can be realized only under certain conditions. It is the one thing which a revolutionary
Government can never achieve, whatever its ideals. A revolutionary is always the resultant of a
gross social maladjustment: and any Government which captures power after a
revolution must suppress one side or the other.
Only when society has adjusted itself to the new equilibrium of forces
can those conditions of peaceful change arise which are essential both to
constitutional government and to the impartial State. You cannot impose the rule of law or
constitutionalism by peaceful discussion upon an economic and social anarchy,
and if you try to do so you will merely be giving to one faction a spurious
justification for its dictatorship. On
the other hand, granted that a country has the supreme good fortune of
achieving the economic and social equilibrium which permits of these things, it
cannot retain them as realities unless the social and economic equilibrium is
also maintained. If the system of
production and distribution breaks down, no good will or idealism will prevent
the destruction of social justice and the conversion of legality and
constitutionalism into the instruments of power-politics. The third alternative once more disappears
and decent men and women must once again make their choice between rival
dictatorships and competing interests.
So far we have
analysed Plato's conception of the 'dictatorship of the good' and the 'rule of
law', and we have tried to show on the one hand that they were unrealizable in
the
In so doing he
neglected to observe that if they were evils, they were evils essential to the
virtues of Greek civilization. The
culture and the artistic glories of
Moreover,
Plato's description of pre-industrial
Through all
Plato's work there runs the cult of pseudo-history. It makes the political sections of the Republic
a stiff and self-conscious pastiche, just as it made Dion,
who felt himself to be a Platonic statesman, a
consciously superior person. It is the
cause of Plato's obsession that change is dangerous and that at all costs
innovations, even in song and dance and literature, must be suppressed. Early Sparta was alive, but the new 'Athenian
Sparta' of Plato's dream was a rigid and pedantic reconstruction of the past,
dead because it could not face that dying of the old and growing of the new
which is the essence of life. Just as
Plato the poet denied himself poetry, and let his
imagination wither, so the Republic denies itself life, and takes on the
stony look of a 'classical' statue, the product of a tired civilization which
rejects with senile agitation the vigour of youth and change.
Plato was a true
reflection of one aspect of his epoch; he embodied the ideals of a dying system. Beyond that system he could not look, and he
had no eye for the seeds of the new order which was to replace it. And so the political programme of the Republic
is rooted in the past and is at bottom the rationalization and justification of
Reaction. It is not - as if often
supposed - typically Greek, or even typically Athenian: but the unique product
of an Athenian aristocratic mind which tried to make sense out of the
prejudices of its class, and succeeded in canalizing the activities of its best
members into the preservation of a lost cause.
But even
admitting all these criticisms, I still find the Republic the greatest
book on political philosophy which I have read.
The more I read it, the more I hate it: and yet I cannot help returning
to it time after time. For it is
philosophy. It tries to reach the truth
by rational discussion and is itself a pattern of the disinterested research
which it extols. It never bullies or deceives
its readers or beguiles him with appeals to sentiment, but treats him as a
fellow-philosopher for whom the truth is worth having.
This
characteristic of the Republic forces the third criticism of Plato's
programme upon our notice. Plato
demanded that the philosopher should become king and impose justice upon the
civilian masses, cajoling them into obedience by the 'noble lie' and even by
force. The seeker after truth must
assert his will, and believe his opinions to be eternal truths. These demands violate the whole spirit of
scientific research. The true scientist
is filled with the humility which knowledge of his own ignorance brings. He knows the impossibility of reaching
finality, and he recognizes the fallibility of his own reason. He cannot ape the self-certainty and
presumption of practical men: nor can he call his own
opinions knowledge and force them on his fellows. He cannot be the absolute dictator, as Plato
demands, without turning hypothesis into dogma, and persuasion into propaganda. Socrates, the first conscientious objector to
the tyranny of prejudice, could never condemn others to death for holding
beliefs different from his own; and so he could never accept the arrogance of
dictatorship - even dictatorship of the good.
For only an unphilosophical nature can claim
absolute knowledge.
The concept of
the philosopher-king violates the nature of the philosopher as flagrantly as
the concept of 'the dictatorship of the virtuous Right' violates the facts of
everyday politics. The spirit of science
and philosophy stands in open contradiction to the policy which Plato
advocated, and declares that Socrates must die again in the State which his
disciple proposed to build. Plato set
his whole hope on the dictatorship of men and women who knew the final and
complete truth: but we have already seen how relative and questionable are the
truths which Plato propounded and how far his conclusions were conditioned by
traditions and instinctive impulses and the prejudices which they instigate. If a philosopher of Plato's dimensions was so
liable to error and self-deception, what confidence can we have that in any
State a man will be found capable of perfect knowledge? Even if he were found, can we not confidently
say that he would decline every offer of supreme coercive power?
Thus the third
flaw in the reasoning of the Republic is its suggestion that human
reason is capable of infallibility and that the scientific spirit should be
prepared to force others to accept it as infallible. Both these propositions are false and claim
for 'Reason' a position which reason must always reject. The rational man is, above all, aware of his
own limitations. He knows that we are all
- philosophers, politicians, priests, and ordinary folk alike - creatures of
prejudice and emotion, parts in a social process greater than ourselves. He abhors the presumption that 'Reason' can
or should rule, and admits that his task is to analyse that which is given, to
civilize the passions which are the prime motives of action and to admit the
incalculability of change. Philosophy,
by itself, can never discover what is right and just: it can only examine what
we at any moment find right and just and point out the implications of these
assumptions. For
philosophy is the analysis of natural belief, and natural belief is the product
of history. The philosopher who
asserts that he has discovered the eternal principles of justice and government
is only claiming for the beliefs of his epoch an absolute truth which does not
belong to them, and trying to perpetuate something which should pass away as
conditions change. And
so all dogmatic philosophies, such as Platonism, become in time instruments of
reaction trying vainly to explain the new epoch in terms of the old, and to
torture a new society into the straitjacket of an outworn code. In an era of transition, when one social
system is breaking up to be replaced by another, the new ideas which should
grow into institutions and moral codes and political forms are inchoate, confused,
and vague. The trained philosopher, if
he accepts the established order as the only right order, can ridicule them,
expose their inconsistency, and convince educated men and women that they
should maintain at any price the framework of thought and life to which they
are accustomed. If he does so, he will
be forced, as Plato was forced, to destroy that freedom without which reason
must die, and with irrefutable logic he will defend a status quo in
which the seeds of revolution are watered by the self-righteous opposition of
the educated classes to social change.
Plato's
philosophy was an example of this type of reasoning. By asserting the existence of an absolute
truth, it gave to a dying order the trappings of eternal verity. It did not discover anything new, but
rationalized into a formal system a set of partisan prejudices. For this reason it contributed nothing to the
solution of the problems of Plato's own age.
It was Aristotle, the renegade pupil, who became the tutor of Alexander
and set his stamp upon the outlook of the Hellenistic world.